Web1 day ago · The SEC claims that Sun directed his employees to engage in more than 600,000 wash trades of TRX between two crypto asset trading accounts he controlled, with between 4.5 million and 7.4 million ... WebAnalyzed and investigated securities trading to uncover potential violations of U.S. Securities and Exchange Commission (SEC) and FINRA rules and regulations, as well as illegal schemes of fraud ...
SEC.gov SEC Announces Enforcement Results for FY 2024
WebT he Securities and Exchange Commission (SEC) is an independent U.S. federal agency charged with protecting investors, maintaining orderly, fair, and efficient markets, and facilitating capital ... WebSEC Rule 10b-5, states that it is illegal for any person to defraud or deceive someone, including through the misrepresentation of material information, with respect to the sale or purchase of a security. Rule 10b-5 covers instances of insider trading, wherein an insider or executive uses nonpublic information to influence share prices to their ... great wolf lodge williamsburg va check in
SEC.gov Press Releases
Web14 Aug 2024 · NPR reviewed data from the 1980s through last year and found that under the Trump administration, the SEC brought just 32 insider trading enforcement actions in 2024, the lowest number since 1996 ... Web2 Dec 2009 · Tony Rand, the powerful Democratic state senator from Fayetteville and chairman of the board at Law Enforcement Associates, is being accused of insider trading and other violations by the company ... Web29 Dec 2024 · An investor who incurs three cash liquidation violations in a 12-month period in a cash account will have that account restricted for 90 days. This is similar to freezing an account. The account holder will only be able to execute purchases that they have sufficient settled cash to cover the trade. 1 What It Means for Individual Investors great wolf lodge williamsburg va activities